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News Article Are Predictive: Study

A study by the Federal Reserve Bank of San Francisco has concluded that financial news has predictive power and may be a better indicator of markets than more traditional measurements...

Brokerage Firm Offering Free Trades Gene…

Robinhood Markets, which is a broker that charges no fees, has executed more than $30 billion in trades for more than a million customers since the company’s launch in December...

How to Find High-Net-Worth Clients

A handful of practices can help advisors become more successful when using referrals to capture high-net-worth clients. So report Forbes.

Latest News

A study by the Federal Reserve Bank of San Francisco has concluded that financial news has predictive power and may be a better indicator of markets than more traditional measurements, such as consumer sentiment. So reports Bloomberg.

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Robinhood Markets, which is a broker that charges no fees, has executed more than $30 billion in trades for more than a million customers since the company’s launch in December of 2014. So reports The New York Times.

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Inaccurate regulatory filings, violations of custody rule requirements, code of ethics issues, recordkeeping problems, and insufficient written policies are five areas that have involved the most common deficiencies discovered during Securities and Exchange Commission exams. So reports JD Supra Business Advisor.

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Big name retirement advisors such as Vanguard, Fidelity, and Charles Schwab have captured approximately 56% of affluent investor assets that are handled by robo advisors. So reports Investor’s Business Daily.

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Morgan Stanley plans to cut its fees and make other changes that would be required under the Department of Labor’s Fiduciary Standard rule even though the requirement may be terminated by President Trump. So reports Bloomberg.

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Practice Management

How to Find High-Net-Worth Clients

A handful of practices can help advisors become more successful when using referrals to capture high-net-worth clients. So report Forbes.

Technology & Communications

New Bot Trades Off of Trump’s Tweets

A new bot created by advertising agency T3 automatically analyzes Donald Trump’s tweets and then shorts the stocks of companies that he criticizes. So reports Bloomberg.

Regulatory & Compliance

SEC Identifies Top Exam Deficiencies

Inaccurate regulatory filings, violations of custody rule requirements, code of ethics issues, recordkeeping problems, and insufficient written policies are five areas that have involved the most common deficiencies discovered during...

Markets & Investments

Managing Risk as Investors Weigh In on T…

The Donald Trump presidency could potentially be a double-edged sword for investors.

Retirement

Retirement Firms Have Upper Hand in Winn…

Big name retirement advisors such as Vanguard, Fidelity, and Charles Schwab have captured approximately 56% of affluent investor assets that are handled by robo advisors. So reports Investor’s Business Daily.

News Roundup

News Article Are Predictive: Study

A study by the Federal Reserve Bank of San Francisco has concluded that financial news has predictive power and may be a better indicator of markets than more traditional measurements...

People

Brexit, Market Jitters Create Opportunit…

Financial advisors often promote their services by saying that they can help remove emotions from investing.

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