Estimated reading time: 0 minutes, 18 seconds

Tampa, Fla. area advisors Larry C. Grossman and Gregory J. Adams generated $4.3 million from recommending risky offshore funds that had red flags, according to an enforcement action from the Securities and Exchange Commission. So reports Courthouse News Service.

The cease and desist order says the two advisors failed to notify their clients of the compensation.

Read the full article from Courthouse News Service.

Read 2864 times
Rate this item
(0 votes)

Visit other PMG Sites:

Template Settings

Color

For each color, the params below will give default values
Tomato Green Blue Cyan Dark_Red Dark_Blue

Body

Background Color
Text Color

Header

Background Color

Footer

Select menu
Google Font
Body Font-size
Body Font-family
Direction
PMG360 is committed to protecting the privacy of the personal data we collect from our subscribers/agents/customers/exhibitors and sponsors. On May 25th, the European's GDPR policy will be enforced. Nothing is changing about your current settings or how your information is processed, however, we have made a few changes. We have updated our Privacy Policy and Cookie Policy to make it easier for you to understand what information we collect, how and why we collect it.
Ok Decline