The association maintains that brokers who hold the CFP designation may be confused by having to comply with both the board’s fiduciary requirement and Regulation Best Interest.Last modified on Saturday, 06 July 2019
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Securities Association Urges CFP Board to Ease Fiduciary Requirement
- Saturday, Jul 06 2019
- Regulatory & Compliance
- Written by PFA News
The American Securities Association is urging the CFP Board of Standards to ease up on enforcing its fiduciary requirement for CFP holders who comply with Regulation Best Interest. So reports Barron’s.