The new delayed date is meant to coincide with the deadline for the Securities and Exchange Commission’s Regulation Best Interest. The delay gives CFP holders additional time to ensure that their procedures and systems are in alignment with both rules.
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CFB Board Extends Deadline for New Ethics Rule
- Saturday, Jul 20 2019
- Regulatory & Compliance
- Written by PFA News
The Certified Financial Planner Board of Standards is delaying the deadline for compliance with its new Code of Ethics and Standards of Conduct rule to June 30, 2020. So reports ThinkAdvisor.