Among other changes, the board, which oversees advisors who use the CFP credential, will change its practices to make it easier for investors to identify financial professionals with troubled pasts.Last modified on Saturday, 03 August 2019
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CFP Board Pledges to Increase Advisor Scrutiny
- Saturday, Aug 03 2019
- Regulatory & Compliance
- Written by PFA News
After an article in The Wall Street Journal reported that the CFP Board of Standards was lax in enforcing requirements for advisors, the organization has vowed to step up its enforcement. So reports CNBC.