The regulator says it has found no evidence of Swift and Gates’ involvement in the investments and it claims Stokes told clients the investment would generate a 20% return.Last modified on Friday, 15 November 2019
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Advisor Scam Involved False Claims of Taylor Swift and Bill Gates
- Saturday, Oct 12 2019
- Regulatory & Compliance
- Written by PFA News
The New Hampshire Bureau of Securities Regulation alleges that former financial advisor Dan Stokes of Fremont, New Hampshire, misallocated up to $576,000 that he raised from clients by falsely claiming he would invest the assets in a charity that involved Taylor Swift and Bill Gates. So reports the Union Leader.