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Written by PFA News

FINRA Sends 50 Potential COVID-19 Related Scams to SEC
FINRA’s National Fraud and Financial Crimes Detection Programs has sent 50 cases to the SEC involving potential fraud by public companies related to COVID-19. So reports Think Advisor. Read more...
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Written by PFA News

Regulator Calls for Bond Market Reform
Securities and Exchange Commission Chair Mary Jo White is proposing a host of reforms for… Read more...

Written by PFA News

‘Free IRA’ Claims Misleading: FINRA
The Financial Industry Regulatory Authority has warned its member firms that claiming IRA are free… Read more...
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Gary Gensler Gets Senate Approval to Head SEC

Kansas City FA Accused of Ripping Off Pro Athletes

What to Expect from Gary Gensler, Biden’s Pick for SEC Chair

Another FA Sent to Jail for Scamming Pro Athletes

What Does Joe Biden Win Mean for Advisors?

Former FA Gets 6 Years in Jail in Historical Chinese Bond Scheme

Ex-advisor Sentenced to 17 Years in Jail for Swindling NHL Stars
Markets & Investments
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Written by Staff Writer

Raging Bull Market Creates Quandary for Advisors
While market bulls are understandably cheering the ongoing equity rally off of 2009 lows, the… Read more...

Written by PFA Staff

Are 'Smart Beta' Funds a Wise Choice?
Smart beta funds are one of the hottest trends on Wall Street and are generating… Read more...
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‘Oracle of Omaha’ Defends Berkshire’s $25B in Buybacks

BTC is an 'Economic Sideshow’: JPM Strategists

3 Stocks Motley Fool Says Can Outperform Bitcoin in 2021

Investors Satisfied with Decision-Making Amid Pandemic: Study

Raymond James FA ‘Optimistic’ Dow Could Go Well Above 30,000

Fed Vice Chair: COVID-19 Will Hobble Economy for Years

How Long Can the Stock Market Continue to Rise?
Retirement
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Written by Staff Writer

401(k) Providers Giving Misleading Advice
A recent Government Accountability Office report maintains that 401(k) providers… Read more...

Written by PFA News

New Regs May Diminish Reverse Mortgage Appeal
The Department of Housing and Urban Development has changed principal… Read more...
Most Recent

DOL May Help Advisors with Challenges of Investor Cognitive Decline

Pandemic Hurting Women’s Retirement Prospects: Survey

Introducing the 'Securing a Strong Retirement Act of 2020'

Retirement Confidence Takes a Hit Due to COVID-19

Buttigieg Propose Long-term Care Program

Schwab and Employee Fiduciary Rank as Top 401(k) Providers

Be Happy—Don’t Retire Early
News Roundup
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Written by PFA News

Wells Fargo’s Branches Fall Below 5,000
Wells Fargo continued to shrink the number of its branches, which fell to under 5,000.… Read more...

Written by PFA News

Woman Arrested for Keeping $1.2M Schwab Gave Her By Mistake
Kelyn Spadoni, who was owed $82.56 by Schwab but was sent an extra $1,205,536.84, has… Read more...
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Wells Fargo’s Branches Fall Below 5,000

Woman Arrested for Keeping $1.2M Schwab Gave Her By Mistake

Wells Fargo Prepares for Post Labor Day Return to Office

Schwab Suing Ex-Client It Gave $1.2M By Mistake

Ex-Merrill Rep Charged in Capitol Hill Insurrection

Is the New COVID-19 Relief Plan a Bailout?

FAs Have New Opportunities Due to Americans’ Changing Financial Priorities
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Brexit, Market Jitters Create Opportunities for Financial Advisors

Sunday, 10 July 2016

People

Financial advisors often promote their services by saying that they can help remove emotions from investing. Read more...

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Raging Bull Market Creates Quandary for Advisors
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