She also warned that the compliance date of June 30, 2020, is extremely aggressive.
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Regulation BI Creates Huge Implementation Challenge
- Saturday, Jul 06 2019
- Technology & Communications
- Written by PFA News
Implementing compliance with the Best Interest regulation will be a huge challenge for broker-dealers and firms should notify the Securities and Exchange Commission of any inadequacies with adopting the rule, says SEC Commissioner Hester Peirce. So reports Think Advisor.